Regulators in the United States are investigating allegations raised by Susquehanna International Group involving alleged insider trading ahead of a Chinese regulatory crackdown on cross-border brokerages. Bloomberg and the Financial Post report that the Securities and Exchange Commission is probing the matter after Susquehanna claimed that unnamed insiders placed options bets that generated more than $100 million in profits. Separately, the Justice Department is also looking into similar allegations, according to people familiar with the matter. The reports describe the disputed trades as options positions taken before the crackdown, but they do not name specific individuals or entities accused of providing or using material nonpublic information. Separately, Citadel Securities asked to join a lawsuit tied to the same alleged scheme, saying it was a victim of the conduct that Susquehanna described. Citadel’s request indicates broader litigation beyond Susquehanna, though the details of claims and parties involved in court filings were not provided in the excerpts. The investigations and legal action appear to focus on whether trading around the announced regulatory event involved unlawful use of information.
SEC and DOJ probe alleged insider trading tied to Susquehanna options losses
Regulators in the United States are investigating allegations raised by Susquehanna International Group involving alleged insider trading ahead of a Chinese regulatory crackdown on cross-border broker...
- Susquehanna International Group alleges an insider-trading scheme involving options trades placed before a Chinese regulatory crackdown on cross-border brokerages.
- The SEC is investigating Susquehanna’s allegations, according to sources familiar with the matter.
- The DOJ is also investigating the same set of allegations, according to sources familiar with the matter.
- Reports put alleged profits from the trades at more than $100 million.
- Citadel Securities asks to join the lawsuit, saying it was harmed by the same alleged scheme.
Citadel Securities LLC said it was the victim of the same alleged insider-trading scheme that rival Susquehanna International Group claims made more than $100 million on options bets placed ahead of a Chinese regulatory crackdown.
1 month agoThe Justice Department is looking into Susquehanna International Group’s allegations that unknown insider traders made $100 million on options bets placed ahead of a recent Chinese regulatory crackdown on cross-border brokerages, according to people familiar with the matter.
1 month agoThe Justice Department is looking into Susquehanna International Group’s allegations that unknown insider traders made $100 million on options bets placed ahead of a recent Chinese regulatory crackdown on cross-border brokerages, according to people familiar with the matter.
1 month agoThe SEC is looking into Susquehanna International Group’s allegations that unknown insider traders made $100 million on options bets ahead of a recent Chinese regulatory crackdown on cross-border brokerages, according to a person familiar with the matter.
1 month agoThe SEC is looking into Susquehanna International Group’s allegations that unknown insider traders made $100 million on options bets ahead of a recent Chinese regulatory crackdown on cross-border brokerages, according to a person familiar with the matter.
1 month ago
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